Can Executive Tinker Court's Directions Through Ordinance? Supreme Court Asks In Plea Challenging Tribunals Reforms Ordinance

Mehal Jain

2 Jun 2021 9:40 PM IST

  • Can Executive Tinker Courts Directions Through Ordinance? Supreme Court Asks In Plea Challenging Tribunals Reforms Ordinance

    Hearing the challenge to the Tribunals Reforms (Rationalization and Conditions of Service) Ordinance 2021, the Supreme Court on Wednesday asked whether, by passing an Act or Rules or an Ordinance, the Legislature and the Executive can tinker with directions of the court under Article 142; whether, when considering an issue of policy, the Parliament is competent to make a law and deter...

    Hearing the challenge to the Tribunals Reforms (Rationalization and Conditions of Service) Ordinance 2021, the Supreme Court on Wednesday asked whether, by passing an Act or Rules or an Ordinance, the Legislature and the Executive can tinker with directions of the court under Article 142; whether, when considering an issue of policy, the Parliament is competent to make a law and deter the court's directions.
    The main points raised in the petition by the Madras Bar Association are: The Ordinance fixes a minimum age limit of 50 years for appointment as Tribunal Members; it fixes their term as 4 years as against the 5 required by the SC; it has re-introduced the idea of a panel of two names being recommended by the Search Cum Selection Committee (SCSC); it dilutes the SC direction in the 2020 judgment by saying that the Central Government should make appointments "preferably within 3 months"; etc.

    Attorney General for India K. K. Venugopal on Wednesday told the Supreme Court that issues of the appointment of members of tribunals including the tenure, the age of retirement and the conditions of service including housing allowance have to be left to the wisdom of the Executive and the Legislature.

    Appearing before the bench of Justices L. Nageswara Rao, Hemant Gupta and Ravindra Bhat, the AG raised a preliminary objection regarding the scope of judicial review in the present issue, which he said, are policy decisions. He urged that what should be the tenure of the chairperson or member of the tribunal or the age of retirement or the terms and conditions of service are exclusively within the competence of the Legislature and the Executive. "If that is accepted, then none of these objections raised would stand", he said.

    "The policy decision of the Executive and Parliament should bind the court. It is beyond the jurisdiction of the superior courts to sit in review of these decisions. The Constitution of India provides for separation of powers in the three organs of State, namely, the Legislature and the Executive government on the one side and the Judiciary on the other side. Just as the Legislature and the Executive cannot trench upon the jurisdiction of the Judiciary, it is not within the competence of the Judiciary to trench upon the powers of the Legislature or the Executive", submitted the AG

    It was his case that by reason of the doctrine of the separation of powers, the decision of the Legislature and the Executive is not open to judicial review until there is a violation of fundamental rights or any specific provision of the Constitution or if the law is beyond the legislative competence of that legislature. "Each of the branches of State shall be whole and independent of each other. There will be coextensive rights and power. It is not that the Judiciary is above the other branches", he said.

    'Executive Is as much an interpreter of Constitution as Judiciary; Policy decisions are collective process of 500 members unlike judgments of 2/3/5 judge-benches'- AG

    "Without pointing out how and why independence of the judiciary is violated (by the impugned Ordinance), vague and general criteria cannot be relied upon. Legislation is broadly the Parliament's jurisdiction, and so is the Ordinance of the Executive, which is also the power of the lawmaking. It is not competent for the court to violate the doctrine of separation of powers to compel the Legislature or Executive to make a particular Ordinance or law", he pressed.

    Addressing the contentions raised by the Madras Bar Association, the AG insisted that there is no question of removing the foundation or basis of the judgements of the Supreme Court in framing the Ordinance, as the series of judgments are not based on any existing law- "A question of erasing the basis or foundation of a judgement would not arise unless the court has actually held that the tenure has to be five years. No question of validating the law would arise as it is the exclusive domain of the Legislature and the Executive as to what should be the tenure"

    "Your Lordships are not dealing here with rules or primary law. Here, it is the issue of policy. It is a collective process and not a one-person process. When a legislation is passed, it is the collective will and collective decision of 500 or 300 members, unlike in the court where the judges are sitting in 13 benches of 2 or 3 judges. In court, the thinking is of three judges or at the most five judges as to what the Constitution is. There is a lot of difference. The former has the advantage of standing committees which examine witnesses. It is not a question of one hour of arguments and then the judgement is given by three judges or five judges. A Proposal goes to the undersecretary, to the directors in between, to the additional secretary, the joint secretary, to the secretary and the Ministry. The Madras Bar Association keeps coming up in a challenge again and again and again. When the CBI is deciding whether a case is to be filed or not, every member at the top from the DIG onwards is involved. By the time it comes to be filed, it is with two years' delay", argued the AG.

    'No express provision on independence of judiciary in Constitution; Can't be raked up to strike down a law'- AG

    Earlier in the day, the bench had asked whether, by passing an Act or Rules or an Ordinance, the Legislature and the Executive can tinker with directions of the court under Article 142; whether, when considering an issue of policy, the Parliament is competent to make a law and deter the court's directions.

    The bench had indicated the 2000 US Supreme Court decision in Dickerson v. US. [In Miranda v. Arizona (1966), the SCOTUS held that statements of criminal suspects made while they are in custody and subject to interrogation by police may not be admitted in court unless the suspect first had certain warnings read to him beforehand- that the suspect has the right to remain silent during the interrogation, that anything he says to the police may be used against him in a court of law, that he has the right to legal counsel, and that if he cannot afford legal counsel a lawyer will be provided for him. In 1968, Congress passed a law that purported to overrule it. This statute directed federal trial judges to admit statements of criminal defendants if they were made voluntarily, without regard to whether he had received the Miranda warnings. The question before the Supreme court, "May Congress legislatively overrule Miranda v. Arizona and its warnings that govern the admissibility of statements made during custodial interrogation?" In a 7-2 opinion delivered by the Chief Justice, the Court held, "Miranda announced a constitutional rule that Congress may not supersede legislatively. We decline to overrule Miranda ourselves"]

    The question was if the directions of the Supreme Court of India in Sampath Kumar, R. Gandhi, Rojer Mathews and the Madras Bar cases as regards the tenure, age, panel, SCSC etc could be said to be 'constitutional rules' in the same sense as the Miranda rights.

    "There is the Fifth Amendment to the US Constitution which says that no person can be a witness against himself. When you say Miranda has been violated, that is what has been violated. They are not saying that by violating Miranda, you are violating the constitutional rule!", argued the AG.

    The AG continued to submit he finds that the Court has mentioned the independence of the judiciary repeatedly in all the 5 judgements on the instant issue. He advanced that Independence of the judiciary is not expressly written in any provision of the Constitution; while we find fundamental rights etc, but this is something which has been deduced from the fact that conditions of service of judges cannot be violated, that they can be removed only by impeachment etc. It was brought in in further evolving the Basic Structure of the Constitution, but it is not a clause in the Constitution.

    "Because this was an uncharted area, when an amendment to the Constitution was being made, a question arose whether Your Lordships would allow a Constitutional amendment to violate democracy? There, Your Lordships held that there are certain basic pillars on which the Constitution stands and destroying them cannot be allowed because no Constitution would allow you to destroy the very creator of your powers. That is when the principle of Basic Structure came in. Independence of judiciary is part of the Basic Structure, but my submission is that Your Lordships may not rake this up for the purpose of striking down a law made by the legislature. A law can be struck down only if it violates the fundamental rights or any provision of the Constitution or is made in excess of legislative competence", argued the AG.

    Justice Rao pointed out that in the constitution bench KT plantations case (2011), CJ S. H. Kapadia said that basic structure can be a ground for striking down a law also. Justice Bhat added that right from Indira Gandhi (1975), it has been said that Basic Structure theory applies to statutes.

    "But having said that, would it be right at this point of time to say that independence of the judiciary is something which is outside the Constitution and because you can't discern it or you can't pin it down to any provision, that can't be a ground (for setting aside a law)? We can't always put it down to this. For example, there is a specific provision of Article 14- quality of justice which is delivered to a citizen is radically different, especially when you take independence away from the courts. Independence would be directly in Article 14 also...the enforcement of the Constitution is not only through the higher courts but also through the lower courts. For example, Article 21 and the other functions which are now parcelled out to the tribunals", observed Justice Bhat.

    "Over the course of years, the Supreme Court has interpreted many provisions and expanded its own jurisdiction and its competence has gone far beyond what any other common law court has done. I have to defend the law and what the law believes should be in the interest of the State. Please show me which part of Article 14 is being violated if you say independence of judiciary goes to Article 14?", said the AG.

    In response to this argument of the AG as to which facet of Article 14 Basic Structure could be alluded to, Justice Rao indicated the 2010 judgment in R. Gandhi's case where it was held that independent judicial tribunals for determination of the rights of citizens, and for adjudication of the disputes and complaints of the citizens, is a necessary concomitant of the Rule of Law, and that the essence of equality is that it must be capable of being enforced and adjudicated by a judicial forum independent of the Executive.

    "The problem is that there are express provisions of the Constitution. If you are violating any of them, the law can be declared void. If Your Lordships go outside the provisions and look at principles, then both Executive and the Legislature are entitled to know what are the limits within which they have to function. Principles like independence of the judiciary or constitutional morality, the Parliament making laws will not be able to see", pressed the AG.

    On Wednesday, the AG advanced that 'constitutional morality' is a concept which is very difficult to grapple with. He indicated that in the Sabarimala constitution bench judgement, Justice D. Y. Chandrachud invoked constitutional morality to strike down the practice which prevented women of a particular age from worshipping in the temple, while Justice Indu Malhotra relied upon constitutional morality to uphold the practice- "Shri Ambedkar mentioned it in the constitutional debates in a totally different context. But now it has been used as a principle of law which is treated as strong as any provision of the Constitution itself. Just as Your Lordships evolved Basic Structure for the purpose of constitutional amendments, this has also become the ground for laws to be set aside...Two different and opposite views can be arrived at by this principle. So it is very uncertain. I urge Your Lordships to not go on this principle"

    'We are not mindless; We have done better than what the Court wanted'- AG

    The AG advanced that the question which the bench has to decide is whether a minimum prerequisite of 25 years' practice as advocate or a minimum age limit of 50 years or tribunal members being given housing allowance equivalent to the Secretary to the government of India or a Cabinet Secretary etc are matters traceable to Article 14.

    Justice Bhat observed that it may not be so per se- "If you start seeing each one in isolation, then nothing violates either the basic structure or the conflict with the independence of judiciary. The pattern of legislation is what we see. The word used is 'creeping encroachment'. 50 years by itself is nothing wrong, 25 years by itself is nothing wrong and that HC judges are being treated as equivalent to Secretary is nothing wrong. What we see is what is the justification. You can't simply say that the tenure will be 4 years and not 5. For all these years, the pattern was not even five years but uptil the age of 62 years. So why 5 years now? Today, it is in the Parliament, but so far it has been through rules. When you are substituting something, there has to be a rationale"

    "Did you find that the functioning of these people was poor? Did you initiate any proceedings to remove them? Did you find that they were such troublemakers at 45 that you thought we should raise it to 25 years and then 50 years? Or is the explanation simply that I am the Parliament and I am doing it?", continued the judge.
    The AG replied that it is not a mere question of five years or four, and that the point is that it is being reduced to 4 with the right of reappointment.
    "We are looking at it at present. You have to see it in the continuum- from 62, which is the outer limit, you have brought it down to 5, and now 4! It is the unacceptable limit. Now we can very well ask you 'why did you bring it down to 4?'. This is where the creeping thing happened. You might as well bring it down to 1 year!", noted Justice Bhat.
    The judge commented that because there is no principle of independence of judiciary per se anywhere in the Constitution (perhaps the only indication being Article 50), it cannot be argued that nothing is violated, even though there is no doubt that the power of the government is plenary.
    "Earlier, they used to come here for five years and that was all and then they had to go back. That is why we said four years with the right of reappointment together with preference in the re-appointment. Now, they continue till the age of 67, as a member, or 70 for the chairperson. Now they have benefits which they never had earlier1", explained the AG.
    The AG pointed out that in Sampath Kumar, the court had asked for a 5 year term, in the next judgment, it was 3 years, subsequently, the court said 5 to 7 years, and then again in last year's judgment, it was five years. "Which is the judgement which I have to follow? There is no consistency. That is why the judgments are treated merely as recommendatory", he said.
    "We said minimum tenure of five years. You also understood it as that- because the Parliament kept it uptil the age of 60. When you were making appointments, there was no five-year tenure per se. So why did you have a one-year probation? Because you had allowed them to continue uptil 60 or 62. We said minimum not maximum", explained Justice Bhat.
    The judge continued to note that though it is good that the government is looking at reappointment, it is not an improvement as after four years, one will face the selection committee again. "Is this an improvement? What is the rationale? If you have a tenured appointment, you will hold it and you will go back", asked the judge.
    "The Executive has as much power to interpret the Constitution as the Judiciary. Look at the totality of this- we are giving 50 years minimum age limit because other than judicial members, there are experts, there are technical members, there are environmental, there are revenue members. Your Lordships only said that so far as lawyers are concerned, ask them for 10 years' of experience. But people of other categories may say why are we not getting that advantage! We are not mindless. That is why give this 50 years and this will be only prospective for future appointments!", replied the AG.
    "Look at even the 4 years. It is not by itself, there is a right to reappointment and a preference for that. There are some very good members. But most tribunals don't have a system of ACRs- as to how they have been managing the tribunal, are they coming late to court, are they disposing off sufficient number of cases, how many judgements written by them have been overturned by the High Court or the Supreme Court, are there any remarks about illegalities...Are we going to allow them to continue from the age of 33 to 67 or even till 70 years if appointed as the Chairman without any checks? Should we let them continue to hold office for 40 years from 33 to 70? No High Court or Supreme Court judge even has that kind of a tenure! HC judges are appointed only at 45. This is a standard which has been laid down by the courts...A lot of thinking has gone behind it. It is purely in the powers of the Executive and they have done something which is for the benefit only!", added the AG.
    Justice Bhat noted that without some sort of performance appraisal, the provision for re-appointment would not be efficient. "If you find a better candidate, then you can go ahead with them. And for the tribunal to be truly independent, then the chairperson and not the Secretary should be the final authority as regards the ACR"
    "What Your Lordships have said (in the November, 2020 judgment) will result in all of them retiring after 5 years. Your Lordships said 5 years or 67/70, whichever is earlier. The result would be that we would not be able to get anybody to man the tribunals. We thought it will be conducive to efficiency because we will not have people holding posts only to give them up. That is why we thought four years with the right of reappointment, with preference, and then one can go up to 67 or 70. We thought it was in the interest of the institution. What we have done is far greater than what Your Lordship wanted. We have done our best", continued the AG.
    The AG continued to submit that so far as the house rent allowance is concerned, if the members of the tribunals are being equated with the secretary to the government or a Cabinet Secretary, they cannot complain as these secretary-rank officials are the topmost bureaucrats in the country. "We have acted purely in accordance with law and I don't think anybody can say one of these provisions is violative of the Constitution", he commented.
    In so far as the Ordinance has re-introduced the idea of a panel of two names being recommended by the Committee, the AG advanced, "The order says 'don't send two, send only one'. Suppose a person declines or he is ill or he is unable to take it up? Do we go through the entire process again?"
    "There seems to be a certain suspicion that if there are two names then you are giving the government a choice and they will decide on somebody who is loyal to them. But Your Lordships have looked at the entire background and interviewed them and then recommended them both to the government. Whatever their allegiance to a political party, that will be there only on the face of it. Your Lordships have found both of them fit. In which case, we have the right to select one!", persisted the AG.


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